40 results for “SEBI”

[Podcast] A Structured Approach to Cash Calls

[Podcast] Investing in Unlisted Companies: What's the deal?

Are unlisted securities worth investing in? What are they? In this edition of the Capitalmind Podcast, Deepak and Shray dive into the world of unlisted securities, the complexities of investing in them, the different pluses and minuses you might want to know, and more...

[Podcast] What Lies Behind Mutual Fund Expense Ratios: SEBI’s Call for Transparency in TERs

Podcast: SEBI takes a big chunk of income away from stock brokers

In this podcast, Deepak and Shray discuss the nuances of stock broking and how proposed regulations are going to impact the stock broking industry. They discuss the role of stock brokers, regulators (SEBI), clearing corporations, exchanges, and investors.

Podcast: Why SEBI should implement India's EDGAR and more

Recently, as of 7th September 2022, total Demat accounts in India touched the 10 crore mark. This is a staggering increase from 40 crore Demat accounts in Mach 2020. This alone is a testimony of increased participation and inclusion of individuals in Indian markets. More and more Indians, especially youngsters, are taking to investing in equities enabled by their smartphones - digital broking, increased information access, and social media influence. The whole securities (stock) market ecosystem has evolved immensely over the past decade and deserves a lot of credit for the recent growth in the participation of new investors. At the helm of the ecosystem sits our regulators who are responsible to enable, guide, protect and watch the market participants to ensure that we have a fair and thriving market. In this episode, Deepak and Shray talk about the role SEBI can play in shaping the future of the markets. They talk about data warehousing, data accessibility, regulatory enhancements, bond markets, disclosures & reporting, and a lot more that would make our markets more accessible.

Why you need to stop buying bankrupt companies [Podcast EP48]

What happens when a company goes bankrupt? Why do investors buy their stocks that are headed to zero? In this episode, we explore how the Insolvency and Bankruptcy Code (IBC) has changed the game. Deepak explains the many nuances of current regulations and how they've evolved. We dive into examples such as Bhushan Steel, Sintex and Ruchi Soya - which we hope will give you clarity. Listen in and decide. Would you stay the hell away from such stocks, or start hunting for bargains?

The secret to HNI IPO funding that the RBI just killed

Why SEBI doesn’t want you getting advice from unregulated algos (EP43)

With technology comes great responsibility, says SEBI, as it attempts to regulate the algorithmic trading markets that have just started to evolve in India. The concept of “API” trading, through Application Programming Interfaces, is the standard in the web and app-based world, but SEBI doesn’t want you to manage your own money programmatically. Or, worse, to give it to someone else who is “unregulated” to manage your money through an algorithm either.

P2P lending in India. How does it work and are the risks worth it? (EP42)

How does P2P lending work in India? How safe is P2P lending? Deepak and Shray explore how the industry works, the risks involved and whether the returns are enough to justify the risks.

EP40: How Smallcase helped create a new generation of investors

Episode 40 and we’re speaking to the fintech firm that just raised 40 Million dollars last week - Smallcase! Deepak sits down with co-founders Vasanth and Anugrah to talk about creating a new way to invest in stocks, investment lessons from the pandemic and what’s up next from the Smallcase team.

EP39: Why we run a PMS and how we do it differently

What is a Portfolio Management Service? How does it really work? Do they actually benefit their clients? In this episode, Vashistha and Deepak explore PMS' through their experience of running one at Capitalmind. They explain how the operations work, the pros and cons of different fee structures, quantitative strategies and how PMS' are different from AIFs, Mutual Funds and Smallcases.

Podcast EP37: The hidden risks to the financial system

Are the recent problems - GME, Greensill and Archegos - signs of a damaged financial system that is so terribly fragile that a slightly bigger disaster can easily crush us? Like what Covid has done to the world's health system, are there more hidden risks in our financial system that can trigger a repeat of 2008? In this episode, Deepak and Shray explore what's happened in the US over the past few months, and examples of hidden leverage within India - Karvy, Zee, DHFL and Harshad Mehta.

How the Govt borrows and why you should lend to them directly

Don't Buy Smallcaps Because of SEBI Multicap Fund Regulations

Podcast #27: The run on debt mutual funds. Is your money safe?

How Debt Funds Bluff Regulations and What SEBI Can Do To Fix It

Podcast #16: What Broke Karvy and How Zerodha is Shaping the Future of Broking

Podcast: The Strange Happenings at Karvy (Ep-15)

How To Buy A Mutual Fund (Ep-14)

Podcast: Anupam Gupta on Regular Investing and Where To Focus

Podcast: The Stubborn Cost of Capital in India (Episode 3)

Podcast Episode 2: Are Index Funds Outperforming Actively Managed Funds?

SEBI Relaxes Norms for Debt to Equity

SEBI Initiates Proceedings Against DLF

SEBI Finalizes Angel Fund Regulations

SEBI Ups Buyback Minimums to 50%

SEBI Bars ESOPs Buying Shares From Market

SEBI Ringfences Fixed Income Funds

SEBI Handcuffs Sahara

SEBI Cautions Investors

The RELIANCE-SEBI Tussle

Defending SEBI on Private Treaty Revelations

SEBI Hits Back: New ULIPs Can’t Be Issued

SEBI releases Guide To IPOs

SEBI Group Recommendations for Derivatives

SEBI Tightens the Screws On Brokers

Sebi Makes Mutual Funds Charge You More

SEBI Says OK To More Derivative Contracts

The SEBI note and why FIIs are creating a fuss

SEBI introduces legislation for investment advisers